LPL Financial Holdings Inc (OQ:LPLA)
Business Focus: Investment Banking & Brokerage Services
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| Latest 10 SEC filings (by transaction date) for LPLA within the last 6 months | [?] |
 Amended Filing  Footnote and/or Remark | |
As of 11:59pm ET May 18th, 2024
| Filing Date | Transaction Date | Insider Name | Ownership Type | Securities | Nature of transaction | Volume or Value | Price |
|---|---|---|---|---|---|---|---|
| May 14/24 | May 10/24 | Thomas Corey E. | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 378 | |
| May 14/24 | May 10/24 | Thomas Corey E. | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 699 | |
| May 14/24 | May 10/24 | Schifter Richard P | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 378 | |
| May 14/24 | May 10/24 | Schifter Richard P | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 699 | |
| May 14/24 | May 10/24 | Putnam James S | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 699 | |
| May 14/24 | May 10/24 | Mulcahy Anne M | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 378 | |
| May 14/24 | May 10/24 | Mulcahy Anne M | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 699 | |
| May 14/24 | May 10/24 | Mnookin Allison | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 699 | |
| May 14/24 | May 10/24 | Ko Albert J | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 699 | |
| May 14/24 | May 10/24 | Glavin William Francis Jr | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 378 | |
| Sign up or login above to see all SEC filings within the past 6 months. | |||||||
| Latest 10 SEC filings (by filing date) for LPLA within the last 6 months | [?] |
| Amended Filing Footnote and/or Remark | |
As of 11:59pm ET May 18th, 2024
| Filing Date | Transaction Date | Insider Name | Ownership Type | Securities | Nature of transaction | Volume or Value | Price |
|---|---|---|---|---|---|---|---|
| May 14/24 | May 10/24 | Thomas Corey E. | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 378 | |
| May 14/24 | May 10/24 | Thomas Corey E. | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 699 | |
| May 14/24 | May 10/24 | Schifter Richard P | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 378 | |
| May 14/24 | May 10/24 | Schifter Richard P | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 699 | |
| May 14/24 | May 10/24 | Putnam James S | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 699 | |
| May 14/24 | May 10/24 | Mulcahy Anne M | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 378 | |
| May 14/24 | May 10/24 | Mulcahy Anne M | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 699 | |
| May 14/24 | May 10/24 | Mnookin Allison | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 699 | |
| May 14/24 | May 10/24 | Ko Albert J | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 699 | |
| May 14/24 | May 10/24 | Glavin William Francis Jr | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 378 | |
| Sign up or login above to see all SEC filings within the past 6 months. | |||||||
| Sign up or login above to see the past 6 months of filings sorted by insider. . |
Competitors
| Competitors with Recent Insider Filings |
| Jefferies Financial Group (N:JEF) |
| Charles Schwab (N:SCHW) |
| Morgan Stanley (N:MS) |
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